Compliance Analyst

  • Permanent
  • Leeds
  • Salary: £25k - 35k per year

NC Associates

Compliance Analyst / Leeds / Excellent Salary + Benefits – WORK FROM HOME OPTION / Excellent Working Conditions/ Permanent Role / Further Career Development

NC Associates are working in partnership with a market leading professional services institute who are looking to recruit a Compliance Analyst to be part of a new team managing the KYC due diligence process for clients of the business in order to ensure that it is at all times compliant with the provisions of relevant financial services legislation.

Duties

  • Attend to (“KYC”) related queries received from relevant employees, clients, KYC parties and/or the Global Compliance Team
  • Establish strong communication lines with relevant company employees, clients, KYC parties and/or the Global Compliance Team in order to ensure that KYC requests are dealt with professionally, efficiently, and in a timely manner
  • Evaluate new clients and related KYC parties in order to understand the nature of business, ownership and control structure and identify any higher-risk areas
  • Obtain appropriate KYC documentation for clients and KYC parties and manage ongoing KYC requirements, including obtaining evidence of ultimate beneficial ownership
  • Assist the Compliance Officer in maintaining the list of clients and potential clients that have been subject to enhanced due diligence procedures and those that have been identified as politically exposed persons
  • Reporting to the Compliance Officer on a regular basis summarising any queries or any trends identified
  • Dealing with any other compliance related queries as assigned

Essential Experience Required

To be successful in your application for this role you MUST have the following experience

  • 1-2 years’ experience in a professional services business
  • A good understanding of KYC on-boarding procedures
  • Strong attention to detail
  • Be comfortable working with time constraints and deadlines
  • Be able to work with minimal supervision
  • Be an effective communicator and confident in client interaction
  • Strong Organisational skills

Whats on Offer?

This is a fantastic opportunity to work for a growing professional services organisation. They offer a very attractive salary and benefits including work from home with adhoc visit to the office as well as a very attractive bonus scheme with further development. Please send your CV to Wayne Caunce at NC Associates or call for a confidential chat on 07879-626501

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About us

NC Associates is a professional services recruitment specialist business.  We pride ourselves on partnering with our clients and understanding our candidates. 

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